Industry Conference
10:00-10:15 AM CST Welcome and agenda review
10:15-11:00 AM CST Linda Robertson - Executive Director, ADCO — Why a Culture of Compliance? — Case Studies
11:00-11:45 PM CST Introduction to the Components of a Compliance Program
Board of Directors Oversight — Delegating Authority / Controls of Authority — Compliance Officer Responsibilities
Standards of Conduct / Policies and Procedures — Code of Business Conduct and Values & Ethics — Compliance Policies
Communication & Education — Employee Orientation and Training for All Staff — What Constitutes Effective Training — Effective Lines of Communication — Creating a Compliance Communication Plan
Monitoring & Auditing / Identification of Compliance — Risks Review Internal Compliance Reporting Venues — Risk Assessment and Prioritization — Internal Audit and GAP Analysis
Melinda Levy, JD - Principal, Levy Law — Reporting and Investigation — Review Compliance Reporting — How to Prepare and Conduct an Investigation — Process to Comply with Government Investigation
Enforcement and Discipline — Consistent Enforcement and Discipline for Violations — Enforcement, Discipline Documentation
Response and Prevention — Newly Identified Compliance Risks — Root Cause — Lessons Learned
F&I Federal Regulations — Eric Johnson, JD – Hudson Cook, LLP Handout: F&I Federal Regulations
10:00-10:15 AM CST Welcome and review agenda for the day
Business Administration & Accounting Regulations — Terry O’Loughlin, JD, MBA – Director of Compliance, Reynolds Document Solutions
General Human Resources Regulations — Marcia Nelson Jackson, JD – Wick Phillips Links: Federal labor law and employment
OSHA for the Compliance Officer
Leveraging Leadership Tendencies That Cause Results — Stephanie Licata, MA, ACC - VP of Exec. Coaching Practice, Purpose & Performance Group
Compliance Management System — Planning & Implementing a Compliance Management System
What do you need to know for Certification?
*Optional DCOP Exam can be taken online at your convenience.
Registration Fee: ADCO Members $775.00 Non-Members $975.00
Membership does have advantages and now it's even more affordable.
Stay up to date and in the know with the latest issue of Automotive Compliance Professional Magazine.